SEC-Registered Investment Adviser
Stone Ridge Asset Management LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 24, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 10, 2012
- Principal office
- 1 Vanderbilt Avenue, 65th FL, New York, NY 10017
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $36.3B
- Discretionary / non-discretionary
- $28.7B / $7.7B
- Attributable to non-US clients
- $7.8B
- Accounts
- 72
- Clients
- 0
- Employees
- 238, 47 in advisory roles
- Private funds advised
- 19
- Private fund gross assets
- $8.3B
- Fund types
- 13 hedge funds, 6 private equity funds
- Funds with Form D records
- 18 issuers in AltStreet's ledger, $1.5B reported sold across them
- Client assets in custody
- $58.2M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (17); business development companies (0); pooled investment vehicles (47); pension and profit sharing plans (0); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (7); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (1); other (0)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a banking or thrift institution, a trust company, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 1 investment adviser
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- self-regulatory organization finding of a violation (Item 11E(2))
Form D activity of the funds this firm advises, by year
18 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from December 7, 2017 to April 6, 2026. 1 offering is still raising on the latest filing. Reported sold across them: $1.5B.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2026 | 1 | n/a | n/a |
| 2025 | 6 | n/a | n/a |
| 2023 | 4 | $1.1B | 300 |
| 2022 | 1 | n/a | n/a |
| 2021 | 1 | $10.6M | 8 |
| 2020 | 1 | $419.6M | 12 |
| 2019 | 1 | $50.8M | 18 |
| 2017 | 3 | n/a | n/a |
Registered funds this firm advises, from Form N-CEN
3 fundsregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.
| Fund | Type | Net assets | Marks | Mgmt fee | Net expenses |
|---|---|---|---|---|---|
| Stone Ridge Trust IIas of July 31, 2026 | Interval fund | $1.6B | 70.3% | 2% | 2.35% |
| Stone Ridge Trust Vas of May 31, 2026 | Interval fund | $1.3B | 112.6% | 1.5% | 7.43% |
| Stone Ridge Trust VIIIas of July 31, 2026 | Interval fund | $109.3M | 99.6% | 1.5% | 2.05% |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.