SEC-Registered Investment Adviser
Mackenzie Investments
Legal name: Mackenzie Investments Corporation
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- January 14, 2013
- Principal office
- Two International Place, Suite 2320, Boston, MA 02110
- Organized as
- Corporation, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $18.1B
- Attributable to non-US clients
- $17.3B
- Accounts
- 63
- Clients
- 1
- Employees
- 16, 10 in advisory roles
- Private funds advised
- 8
- Private fund gross assets
- $618.6M
- Fund types
- 2 hedge funds, 6 other private funds
- Funds with Form D records
- 6 issuers in AltStreet's ledger, $114.1M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- investment companies (2); pooled investment vehicles (51); state or municipal government entities; insurance companies; sovereign wealth funds and foreign official institutions; other
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a trust company, an insurance company or agency, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 6 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.