SEC-Registered Investment Adviser
Preston Wealth Advisors, LLC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 24, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 13, 2015
- Principal office
- 1886 Metro Center Drive, Suite 620, Reston, VA 20190
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $286.0M
- Accounts
- 886
- Clients
- 0
- Employees
- 5, 4 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $32.3M
- Fund types
- 2 private equity funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $11.9M reported sold across them
- Client assets in custody
- $2,703 (1 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting, market timing services and educational seminars or workshops
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- individuals (other than high net worth) (237); high net worth individuals (64); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (2); pension and profit sharing plans (8); charitable organizations; state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (0); other (83)
- Also engaged as
- insurance broker or agent
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2), 2 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 2 reported)
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from August 23, 2023 to December 3, 2024. Reported sold across them: $11.9M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2023 | 1 | $11.9M | 48 |
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.