SEC-Registered Investment Adviser
China Asset Management (Hong Kong) Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 12, 2013
- Principal office
- 37/F, Bank Of China Tower, 1 Garden Road Hong Kong
- Organized as
- Corporation
- Fiscal year end
- December
Scale
- Regulatory AUM
- $23.9B
- Discretionary / non-discretionary
- $23.3B / $594.5M
- Attributable to non-US clients
- $23.9B
- Accounts
- 83
- Clients
- 9
- Employees
- 104, 23 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $4.1M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $5.0M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and publication of periodicals or newsletters
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- banking or thrift institutions (7); pooled investment vehicles (44); pension and profit sharing plans; state or municipal government entities; other investment advisers; insurance companies; corporations or other businesses (12)
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a futures commission merchant
- Affiliates
- 1 broker-dealer, 1 investment adviser
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a false statement or omission (Item 11D(1))
- other regulator finding of a violation (Item 11D(2))
- other regulator finding of a cause of a suspension or revocation (Item 11D(3))
- other regulator order, denial, suspension or revocation (Item 11D(4))
- other regulator restriction on activities (Item 11D(5))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.