SEC-Registered Investment Adviser
Resource Capital Investment Corporation
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 4, 2013
- Principal office
- 1910 Palomar Point Way, Suite 200, Carlsbad, CA 92008
- Organized as
- Corporation, NV
- Fiscal year end
- December
- Umbrella registration
- Yes, 4 relying advisers
Scale
- Regulatory AUM
- $3.7B
- Discretionary / non-discretionary
- $2.9B / $769.2M
- Accounts
- 35
- Clients
- 0
- Employees
- 4, 0 in advisory roles
- Private funds advised
- 14
- Private fund gross assets
- $3.9B
- Fund types
- 8 hedge funds, 6 other private funds
- Funds with Form D records
- 11 issuers in AltStreet's ledger, $1.1B reported sold across them
- Client assets in custody
- $3.9B (30 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (35)
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 4 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- civil proceeding pending (Item 11H(2))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.