SEC-Registered Investment Adviser
Elm Wealth
Legal name: Elm Partners Management LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 3, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 14, 2013
- Principal office
- 50 S 16th St., FL 18 Ste C, Philadelphia, PA 19102
- Organized as
- Limited Liability Company, WY
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $3.0B
- Attributable to non-US clients
- $619.3M
- Accounts
- 905
- Clients
- 3
- Employees
- 9, 7 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $356.1M
- Fund types
- 2 other private funds
- Client assets in custody
- $356.1M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and fixed fees
- Client types
- individuals (other than high net worth) (107); high net worth individuals (537); investment companies (1); pooled investment vehicles (3); charitable organizations (3); corporations or other businesses (4)
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 2 reported)
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.