SEC-Registered Investment Adviser
Rbc Global Asset Management (Uk) Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 18, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- September 10, 2013
- Principal office
- 100 Bishopsgate, London, London Ec2n 4aa
- Organized as
- Corporation
- Fiscal year end
- October
Scale
- Regulatory AUM
- $178.0B
- Discretionary / non-discretionary
- $176.1B / $1.9B
- Attributable to non-US clients
- $166.0B
- Accounts
- 295
- Clients
- 10
- Employees
- 471, 123 in advisory roles
- Private funds advised
- 7
- Private fund gross assets
- $1.6B
- Fund types
- 5 hedge funds, 2 other private funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (2); banking or thrift institutions (14); investment companies (17); pooled investment vehicles (182); pension and profit sharing plans (23); charitable organizations (4); state or municipal government entities (18); other investment advisers (14); insurance companies (9); sovereign wealth funds and foreign official institutions (4); corporations or other businesses (8)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a registered municipal advisor, a security-based swap dealer, a commodity pool operator or commodity trading advisor, a futures commission merchant, a banking or thrift institution, a trust company, an insurance company or agency, a pension consultant and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 9 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- other regulator finding of a violation (Item 11D(2))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.