SEC-Registered Investment Adviser
Old Ironsides Energy, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated April 14, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 14, 2013
- Principal office
- 500 Totten Pond Road, Suite 630, Waltham, MA 02451
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 4 relying advisers
Scale
- Regulatory AUM
- $1.2B
- Accounts
- 10
- Clients
- 0
- Employees
- 13, 6 in advisory roles
- Private funds advised
- 8
- Private fund gross assets
- $1.2B
- Fund types
- 8 private equity funds
- Funds with Form D records
- 3 issuers in AltStreet's ledger, $768.1M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (10)
- Related persons include
- another investment adviser and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 7 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a false statement or omission (Item 11C(1))
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.