SEC-Registered Investment Adviser
Arena Capital Advisors
Legal name: Arena Capital Advisors LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated May 14, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- January 31, 2014
- Principal office
- 12121 Wilshire Blvd, Suite 1010, Los Angeles, CA 90025
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 1 relying adviser
- Other offices
- 1
Scale
- Regulatory AUM
- $5.3B
- Attributable to non-US clients
- $2.0B
- Accounts
- 40
- Clients
- 0
- Employees
- 26, 9 in advisory roles
- Private funds advised
- 26
- Private fund gross assets
- $3.9B
- Fund types
- 2 hedge funds, 24 other private funds
- Funds with Form D records
- 22 issuers in AltStreet's ledger, $6.1B reported sold across them
- Client assets in custody
- $3.9B (26 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- investment companies (1); pooled investment vehicles (31); pension and profit sharing plans (4); insurance companies (4)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (May 14, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.