SEC-Registered Investment Adviser
Sherman Asset Management, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 28, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- March 7, 2024
- Principal office
- 1500 Palma Dr., Suite 133, Ventura, CA 93003
- Organized as
- Corporation, CA
- Fiscal year end
- December
Scale
- Regulatory AUM
- $140.8M
- Accounts
- 151
- Clients
- 6
- Employees
- 1, 1 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $4.9M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $5.0M reported sold across them
- Client assets in custody
- $31.4M (8 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (15); high net worth individuals (17); pooled investment vehicles (1); corporations or other businesses
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (September 28, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from October 20, 2025 to October 13, 2026. 1 offering is still raising on the latest filing. Reported sold across them: $5.0M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | $5.0M | 4 |
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.