SEC-Registered Investment Adviser
First Sentier Investors (Uk) Funds Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 27, 2014
- Principal office
- Finsbury Circus House, 15 Finsbury Circus, London Ec2m7eb
- Organized as
- Corporation
- Fiscal year end
- December
- Other offices
- 1
- Website
- www.firstsentiergroup.com
Scale
- Regulatory AUM
- $11.9B
- Attributable to non-US clients
- $11.8B
- Accounts
- 17
- Clients
- 0
- Employees
- 314, 50 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $45.8M
- Fund types
- 1 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $1.2B reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (17); pension and profit sharing plans (0); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (0); other (0)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a security-based swap dealer, a commodity pool operator or commodity trading advisor, a banking or thrift institution, a trust company, an insurance company or agency, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 14 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- other regulator finding of a false statement or omission (Item 11D(1))
- other regulator finding of a violation (Item 11D(2), 5 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 3 reported)
- civil court dismissal of a case with a settlement (Item 11H(1)(c))
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from February 16, 2016 to July 23, 2026. Reported sold across them: $1.2B.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2016 | 1 | $1.2B | 194 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.