SEC-Registered Investment Adviser
Caerus Investment Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 26, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 13, 2017
- Organized as
- Limited Liability Company, CA
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $117.2M
- Discretionary / non-discretionary
- $24.5M / $92.7M
- Accounts
- 54
- Clients
- 0
- Employees
- 5, 2 in advisory roles
- Private funds advised
- 15
- Private fund gross assets
- $58.2M
- Fund types
- 15 venture capital funds
- Funds with Form D records
- 9 issuers in AltStreet's ledger, $36.3M reported sold across them
- Client assets in custody
- $92.7M (19 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and pension consulting
- Compensated by
- a percentage of assets under management
- Client types
- high net worth individuals (35); pooled investment vehicles (19)
- Related persons include
- another investment adviser
- Affiliates
- 1 investment adviser
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 26, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.