Ab Private Credit Investors LLC

Business, clients and compensation, as filed

Advisory activities

portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients

Compensated by

a percentage of assets under management, fixed fees and performance-based fees

Client types

individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (0); business development companies (2); pooled investment vehicles (24); pension and profit sharing plans (0); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (3); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (1); other (0)

Related persons include

a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a trust company, an insurance company or agency, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles

Affiliates

7 broker-dealers, 20 investment advisers

Form ADV Item 11 disclosures

The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.

• SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
• SEC or CFTC order against the firm or an affiliate (Item 11C(4))
• SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
• other regulator finding of a violation (Item 11D(2), 2 reported)
• other regulator order, denial, suspension or revocation (Item 11D(4), 3 reported)
• other regulator restriction on activities (Item 11D(5))
• self-regulatory organization finding of a violation (Item 11E(2), 3 reported)