SEC-Registered Investment Adviser
Bcs Private Wealth Management
Legal name: Bernard Caroli Wealth Management INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated February 12, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 15, 2015
- Principal office
- 47 West River Road, Suite B, Rumson, NJ 07760
- Organized as
- Corporation, NJ
- Fiscal year end
- December
- Other offices
- 1
- Website
- HTTP://WWW.BC-WM.COM
Scale
- Regulatory AUM
- $469.7M
- Attributable to non-US clients
- $500,874
- Accounts
- 580
- Clients
- 1
- Employees
- 6, 4 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $17.9M
- Fund types
- 2 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger
- Client assets in custody
- $17.9M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning and portfolio management for individuals and small businesses
- Compensated by
- a percentage of assets under management and hourly charges
- Client types
- individuals (other than high net worth) (95); high net worth individuals (118); pooled investment vehicles (2); charitable organizations (2); corporations or other businesses (7)
- Also engaged as
- insurance broker or agent
- Related persons include
- an insurance company or agency
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (February 12, 2026). Item 11 covers the firm and its advisory affiliates.
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.