SEC-Registered Investment Adviser
Captrust
Legal name: Capfinancial Partners, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- July 11, 2003
- Principal office
- 4208 Six Forks Rd, Suite 1700, Raleigh, NC 27609
- Organized as
- Limited Liability Company, NC
- Fiscal year end
- December
- Other offices
- 96
- Website
- HTTP://WWW.CAPTRUST.COM
Scale
- Regulatory AUM
- $1236.7B
- Discretionary / non-discretionary
- $320.2B / $916.5B
- Attributable to non-US clients
- $565.4M
- Accounts
- 146,777
- Clients
- 0
- Employees
- 1,841, 885 in advisory roles
- Private funds advised
- 17
- Private fund gross assets
- $223.0M
- Fund types
- 2 private equity funds, 12 real estate funds, 3 other private funds
- Funds with Form D records
- 13 issuers in AltStreet's ledger, $168.2M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting, selection of other advisers, publication of periodicals or newsletters and educational seminars or workshops
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (19,698); high net worth individuals (18,154); pooled investment vehicles (17); pension and profit sharing plans (3,523); charitable organizations (232); state or municipal government entities (49); insurance companies (10); corporations or other businesses (67)
- Also engaged as
- insurance broker or agent and accountant or accounting firm
- Related persons include
- a broker-dealer, another investment adviser, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 2 investment advisers
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (September 30, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
13 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from August 23, 2016 to February 20, 2026. 3 offerings are still raising on the latest filing. Reported sold across them: $168.2M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2026 | 1 | $22.2M | 45 |
| 2025 | 5 | $59.9M | 301 |
| 2023 | 1 | n/a | n/a |
| 2022 | 2 | $15.1M | 24 |
| 2021 | 1 | $41.4M | 146 |
| 2020 | 1 | $6.8M | 71 |
| 2017 | 1 | $6.2M | 60 |
| 2016 | 1 | $16.6M | 74 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.