SEC-Registered Investment Adviser
J W Korth & Company
Legal name: J.W. Korth & Company, Limited Partnership
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- March 13, 2015
- Principal office
- 6500 Centurion Drive, Suite 250, Lansing, MI 48917
- Organized as
- Limited Partnership, MI
- Fiscal year end
- December
- Other offices
- 1
- Website
- kdmfinancial.com
Scale
- Regulatory AUM
- $228.7M
- Discretionary / non-discretionary
- $36.7M / $192.0M
- Accounts
- 14
- Clients
- 0
- Employees
- 20, 5 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $22.4M
- Fund types
- 1 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $9.2M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management and commissions
- Client types
- individuals (other than high net worth); high net worth individuals (4); pooled investment vehicles (1); corporations or other businesses (7)
- Also engaged as
- broker-dealer and other financial product salesperson
- Related persons include
- a broker-dealer, another investment adviser and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2), 2 reported)
- SEC or CFTC order against the firm or an affiliate (Item 11C(4), 2 reported)
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 2 reported)
- other regulator finding of a violation (Item 11D(2), 2 reported)
- other regulator restriction on activities (Item 11D(5))
- self-regulatory organization finding of a violation (Item 11E(2), 2 reported)
- civil court finding of a violation (Item 11H(1)(b))
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from August 28, 2024 to August 24, 2026. Reported sold across them: $9.2M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2024 | 1 | $9.2M | 9 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.