SEC-Registered Investment Adviser
Goehring & Rozencwajg Associates, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated May 4, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 23, 2016
- Principal office
- 115 Broadway, 5th Floor, New York, NY 10006
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $1.5B
- Attributable to non-US clients
- $608.7M
- Accounts
- 13
- Clients
- 0
- Employees
- 6, 2 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $5.3M
- Fund types
- 1 venture capital funds, 2 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $5.3M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and educational seminars or workshops
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- investment companies (1); pooled investment vehicles (3); pension and profit sharing plans; sovereign wealth funds and foreign official institutions; corporations or other businesses; other
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (May 4, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.