SEC-Registered Investment Adviser
Cape Ann Asset Management
Legal name: Cape Ann Asset Management Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 17, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 9, 2016
- Principal office
- 1 Duke'S Mews, London W1u 3et
- Organized as
- Other (specify)
- Fiscal year end
- March
Scale
- Regulatory AUM
- $3.8B
- Attributable to non-US clients
- $104.0M
- Accounts
- 4
- Clients
- 0
- Employees
- 21, 9 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $3.7B
- Fund types
- 3 other private funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management
- Client types
- pooled investment vehicles (3); corporations or other businesses (1)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (June 17, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.