SEC-Registered Investment Adviser

Bregal Investments, INC.

CRD 285006

Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.

Registration

Status: Approved
Registered since: December 5, 2016
Principal office: 200 Park Avenue, 45th Floor, New York, NY 10166
Organized as: Corporation, DE
Fiscal year end: December
Umbrella registration: Yes, 2 relying advisers
Other offices: 1

Full record on SEC IAPD

Scale

Regulatory AUM: $27.5B
Attributable to non-US clients: $22.6B
Accounts: 44
Clients: 0
Employees: 101, 62 in advisory roles
Private funds advised: 44
Private fund gross assets: $27.5B
Fund types: 44 private equity funds
Client assets in custody: $27.5B (44 clients)

Business, clients and compensation, as filed

Advisory activities: portfolio management for pooled investment vehicles
Compensated by: a percentage of assets under management, performance-based fees and other
Client types: pooled investment vehicles (44)
Related persons include: a broker-dealer, another investment adviser and a sponsor, general partner or managing member of pooled investment vehicles
Affiliates: 2 broker-dealers, 45 investment advisers

Form ADV Item 11 disclosures

No yes answers on Item 11 as of the latest Form ADV (March 30, 2026). Item 11 covers the firm and its advisory affiliates.

In the directory

New York Private equity funds Over $10B of private fund assets All advisers

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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.