SEC-Registered Investment Adviser
Procyon
Legal name: Procyon Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 29, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 26, 2017
- Principal office
- 1 Corporate Drive, Suite 225, Shelton, CT 06484
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 23
Scale
- Regulatory AUM
- $9.2B
- Discretionary / non-discretionary
- $3.5B / $5.7B
- Accounts
- 8,716
- Clients
- 0
- Employees
- 76, 49 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $43.1M
- Fund types
- 1 hedge funds, 1 private equity funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $34.4M reported sold across them
- Client assets in custody
- $1.3B (2,012 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting and selection of other advisers
- Compensated by
- a percentage of assets under management, hourly charges and fixed fees
- Client types
- individuals (other than high net worth) (2,084); high net worth individuals (691); pooled investment vehicles (2); pension and profit sharing plans (156); state or municipal government entities (12); corporations or other businesses (103)
- Related persons include
- an insurance company or agency
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- self-regulatory organization finding of a violation (Item 11E(2))
- self-regulatory organization bar, suspension or fine (Item 11E(4), 2 reported)
Form D activity of the funds this firm advises, by year
2 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from September 20, 2023 to October 4, 2024. Reported sold across them: $34.4M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2024 | 1 | $27.5M | 52 |
| 2023 | 1 | $6.9M | 9 |
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.