SEC-Registered Investment Adviser
Hanwha Asset Management (USA) LTD.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 3, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- July 3, 2017
- Principal office
- 300 Grant Avenue, 4th Floor, San Francisco, CA 94108
- Organized as
- Corporation, NY
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $4.0B
- Attributable to non-US clients
- $3.8B
- Accounts
- 4
- Clients
- 3
- Employees
- 22, 15 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $212.8M
- Fund types
- 2 venture capital funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger
- Client assets in custody
- $109.8M (1 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- banking or thrift institutions (1); pooled investment vehicles (2); insurance companies (1)
- Related persons include
- a broker-dealer, another investment adviser, an insurance company or agency, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (August 3, 2026). Item 11 covers the firm and its advisory affiliates.
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.