Exempt Reporting Adviser
Barings
Legal name: Baring Asset Management Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- ERA - Active
- Registered since
- October 5, 2018
- Principal office
- 20 Old Bailey, London Ec4m 7bf
- Organized as
- Corporation
- Fiscal year end
- December
- Other offices
- 2
Scale
- Private funds advised
- 3
- Private fund gross assets
- $348.9M
- Fund types
- 3 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $26.8B reported sold across them
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2), 4 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 4 reported)
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.