SEC-Registered Investment Adviser
Castellan
Legal name: Castellan Group, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 25, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 2, 2020
- Principal office
- 2011 Lake Point Way, Suite 001, Louisville, KY 40223
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $882.2M
- Discretionary / non-discretionary
- $881.1M / $1.1M
- Accounts
- 106
- Clients
- 0
- Employees
- 8, 4 in advisory roles
- Private funds advised
- 8
- Private fund gross assets
- $59.9M
- Fund types
- 2 private equity funds, 1 real estate funds, 5 venture capital funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $8.2M reported sold across them
- Client assets in custody
- $36.5M (7 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees and performance-based fees
- Client types
- high net worth individuals (12); banking or thrift institutions; investment companies (2); business development companies; pooled investment vehicles (9); pension and profit sharing plans; charitable organizations; state or municipal government entities; other investment advisers; insurance companies; sovereign wealth funds and foreign official institutions; corporations or other businesses; other
- Also engaged as
- insurance broker or agent
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 25, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from May 15, 2025 to June 23, 2026. Reported sold across them: $8.2M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | $8.2M | 20 |
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.