Exempt Reporting Adviser
Upland Investment Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated February 26, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- ERA - Active
- Registered since
- May 14, 2019
- Principal office
- 430 Mountain Avenue, Suite 410, New Providence, NJ 07974
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Private funds advised
- 1
- Private fund gross assets
- $61.0M
- Fund types
- 1 private equity funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $98.5M reported sold across them
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (February 26, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.