First Sentier Investors (Ireland) Limited

Business, clients and compensation, as filed

Advisory activities

portfolio management for pooled investment vehicles

Compensated by

a percentage of assets under management and performance-based fees

Client types

investment companies (1); pooled investment vehicles (20)

Related persons include

a broker-dealer, another investment adviser, a security-based swap dealer, a commodity pool operator or commodity trading advisor, a banking or thrift institution, a trust company, an insurance company or agency, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles

Affiliates

12 investment advisers

Form ADV Item 11 disclosures

The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.

• SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
• SEC or CFTC order against the firm or an affiliate (Item 11C(4))
• other regulator finding of a false statement or omission (Item 11D(1))
• other regulator finding of a violation (Item 11D(2), 5 reported)
• other regulator order, denial, suspension or revocation (Item 11D(4), 3 reported)
• civil court dismissal of a case with a settlement (Item 11H(1)(c))