SEC-Registered Investment Adviser
First Global
Legal name: First Global (Uk) Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 12, 2021
- Principal office
- 46 Station Road, North Harrow, Middx Ha2 7se
- Organized as
- Other (specify)
- Fiscal year end
- March
Scale
- Regulatory AUM
- $26.0M
- Discretionary / non-discretionary
- $14.4M / $11.6M
- Attributable to non-US clients
- $24.8M
- Accounts
- 746
- Clients
- 0
- Employees
- 3, 2 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $10.2M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (718); high net worth individuals (26); investment companies (1); pooled investment vehicles (1)
- Related persons include
- a broker-dealer and another investment adviser
- Affiliates
- 1 broker-dealer, 2 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from June 2, 2021 to May 27, 2022.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2021 | 1 | n/a | n/a |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.