SEC-Registered Investment Adviser
Galliott Capital Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 2, 2021
- Principal office
- 9401 Wilshire Blvd., Ste 705, Beverly Hills, CA 90212
- Organized as
- Limited Liability Company, CA
- Fiscal year end
- December
- Website
- www.galliott.com
Scale
- Regulatory AUM
- $249.0M
- Discretionary / non-discretionary
- $197.9M / $51.1M
- Attributable to non-US clients
- $49.9M
- Accounts
- 113
- Clients
- 0
- Employees
- 6, 2 in advisory roles
- Private funds advised
- 5
- Private fund gross assets
- $40.4M
- Fund types
- 4 private equity funds, 1 venture capital funds
- Funds with Form D records
- 3 issuers in AltStreet's ledger, $17.8M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other
- Client types
- individuals (other than high net worth) (21); high net worth individuals (51); pooled investment vehicles (5); pension and profit sharing plans (4); insurance companies (1); corporations or other businesses (31)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- self-regulatory organization finding of a false statement (Item 11E(1))
- self-regulatory organization finding of a violation (Item 11E(2))
- self-regulatory organization bar, suspension or fine (Item 11E(4))
Form D activity of the funds this firm advises, by year
3 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from October 4, 2024 to October 4, 2024. Reported sold across them: $17.8M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2024 | 3 | $17.8M | 57 |
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.