SEC-Registered Investment Adviser
Basepoint Advisors LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 1, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- November 3, 2021
- Principal office
- 75 Rockefeller Plaza, 19th Floor, New York, NY 10019
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
- Website
- basepointgroup.com
Scale
- Regulatory AUM
- $3.3B
- Attributable to non-US clients
- $1.9B
- Accounts
- 13
- Clients
- 0
- Employees
- 25, 2 in advisory roles
- Private funds advised
- 9
- Private fund gross assets
- $3.3B
- Fund types
- 9 other private funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (13)
- Related persons include
- a banking or thrift institution, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (June 1, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.