SEC-Registered Investment Adviser
Asterozoa Management
Legal name: Asterozoa Management LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 11, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- November 19, 2021
- Principal office
- 2325 E Camelback Rd, Ste 443, Phoenix, AZ 85016
- Organized as
- Limited Liability Company, AZ
- Fiscal year end
- December
- Other offices
- 2
- Website
- www.asterozoacapital.com
Scale
- Regulatory AUM
- $103.9M
- Accounts
- 3
- Clients
- 0
- Employees
- 4, 3 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $46.3M
- Fund types
- 2 hedge funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $33.4M reported sold across them
- Client assets in custody
- $46.3M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles and other advisory activities
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- investment companies (1); pooled investment vehicles (2)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- another investment adviser
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (September 11, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.