SEC-Registered Investment Adviser
Heritage Wealth Management, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- November 19, 2021
- Principal office
- 11440 W. Bernardo Ct., Ste 390, San Diego, CA 92127
- Organized as
- Corporation, CA
- Fiscal year end
- December
- Website
- heritagewealthusa.com
Scale
- Regulatory AUM
- $643.4M
- Accounts
- 226
- Clients
- 0
- Employees
- 13, 7 in advisory roles
- Private funds advised
- 8
- Private fund gross assets
- $230.3M
- Fund types
- 3 hedge funds, 4 private equity funds, 1 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $83.2M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and selection of other advisers
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (103); high net worth individuals (121); pooled investment vehicles (8); charitable organizations (1); insurance companies (1); corporations or other businesses (1)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (June 30, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from December 15, 2021 to December 12, 2025. 1 offering is still raising on the latest filing. Reported sold across them: $83.2M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2021 | 1 | $83.2M | 56 |
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.