SEC-Registered Investment Adviser
Cais Advisors
Legal name: Cais Advisors LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 26, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- July 26, 2024
- Principal office
- 527 Madison Avenue, 12th Floor, New York, NY 10022
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Website
- caisadvisors.com
Scale
- Regulatory AUM
- $225.3M
- Accounts
- 4
- Clients
- 6
- Employees
- 32, 8 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $160.4M
- Fund types
- 1 private equity funds, 1 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $53.9M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management and fixed fees
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (1); business development companies (0); pooled investment vehicles (2); pension and profit sharing plans (0); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (1); other (0)
- Related persons include
- a broker-dealer, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (June 26, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from April 9, 2025 to April 9, 2025. Reported sold across them: $53.9M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | $53.9M | 146 |
Registered funds this firm advises, from Form N-CEN
1 fundregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.
| Fund | Type | Net assets | Marks | Mgmt fee | Net expenses |
|---|---|---|---|---|---|
| CAIS Sports, Media & Entertainment Fundas of June 30, 2026 | Registered fund | $205.0M | 77% | 0.95% | 1.7% |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.