SEC-Registered Investment Adviser
Kotak Alternate Asset Managers Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 13, 2023
- Principal office
- 27 Bkc, 7th Floor, Plot No.C-27, "g" Block, Bandra Kurla Complex, Bandra (East), Mumbai 400051
- Organized as
- Corporation
- Fiscal year end
- March
- Other offices
- 3
Scale
- Regulatory AUM
- $18.5B
- Discretionary / non-discretionary
- $3.8B / $14.7B
- Attributable to non-US clients
- $15.0B
- Accounts
- 1,845
- Clients
- 0
- Employees
- 214, 50 in advisory roles
- Private funds advised
- 5
- Private fund gross assets
- $448.6M
- Fund types
- 5 other private funds
Business, clients and compensation, as filed
- Advisory activities
- other advisory activities
- Compensated by
- a percentage of assets under management
- Client types
- high net worth individuals (1,181); pooled investment vehicles (27); corporations or other businesses (637)
- Related persons include
- a broker-dealer, another investment adviser, a banking or thrift institution, a trust company, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 2 broker-dealers, 2 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2), 17 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 3 reported)
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.
