SEC-Registered Investment Adviser
Oneascent Capital
Legal name: Oneascent Capital LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 19, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 13, 2022
- Principal office
- 23 Inverness Center Pkwy, Birmingham, AL 35242
- Organized as
- Limited Liability Company, AL
- Fiscal year end
- December
- Website
- oneascent.com
Scale
- Regulatory AUM
- $55.6M
- Accounts
- 3
- Clients
- 0
- Employees
- 1, 1 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $24.1M
- Fund types
- 2 other private funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $4.5M reported sold across them
- Client assets in custody
- $24.1M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- investment companies (1); pooled investment vehicles (2)
- Related persons include
- another investment adviser
- Affiliates
- 4 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2))
Form D activity of the funds this firm advises, by year
2 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from April 8, 2022 to July 6, 2026. Reported sold across them: $4.5M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2024 | 1 | $4.5M | 13 |
| 2022 | 1 | n/a | n/a |
Registered funds this firm advises, from Form N-CEN
1 fundregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.
| Fund | Type | Net assets | Marks | Mgmt fee | Net expenses |
|---|---|---|---|---|---|
| OneAscent Capital Opportunities Fundas of June 30, 2026 | Interval fund | $36.5M | 84.5% | 1.5% | 3.17% |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.