SEC-Registered Investment Adviser
Guggenheim Private Investments, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- September 11, 2024
- Principal office
- 330 Madison Avenue, 10th Floor, New York, NY 10017
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $349.5M
- Discretionary / non-discretionary
- $333.0M / $16.5M
- Accounts
- 7
- Clients
- 0
- Employees
- 5, 2 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $333.0M
- Fund types
- 1 private equity funds, 1 real estate funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- high net worth individuals (1); pooled investment vehicles (2); insurance companies (4)
- Related persons include
- a broker-dealer, another investment adviser, a registered municipal advisor, a security-based swap dealer, a commodity pool operator or commodity trading advisor, an insurance company or agency, a pension consultant, a real estate broker or dealer and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 3 broker-dealers, 10 investment advisers
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (July 30, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.