Exempt Reporting Adviser
Falcon Investment Management
Legal name: Falcon Investment Management LTD
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated October 14, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- ERA - Active
- Registered since
- October 14, 2026
- Principal office
- 64 North Row, London W1k 7da
- Organized as
- Other (specify)
- Fiscal year end
- October
- Website
- falconcapital.co.uk
Scale
- Private funds advised
- 6
- Private fund gross assets
- $293.5M
- Fund types
- 6 other private funds
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (October 14, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of November 2, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.