SEC-Registered Investment Adviser
Broadview Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- March 7, 2025
- Principal office
- 7676 Forsyth Blvd., Suite 2210, St. Louis, MO 63105
- Organized as
- Limited Liability Company, MO
- Fiscal year end
- December
- Website
- www.broadviewgroup.com
Scale
- Regulatory AUM
- $330.4M
- Accounts
- 4
- Clients
- 0
- Employees
- 31, 11 in advisory roles
- Private funds advised
- 4
- Private fund gross assets
- $464.7M
- Fund types
- 2 hedge funds, 2 private equity funds
- Client assets in custody
- $330.4M (4 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- pooled investment vehicles (4)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- self-regulatory organization finding of a violation (Item 11E(2))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.