SEC-Registered Investment Adviser
A.G.P. Asset Management LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated February 19, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 9, 2026
- Principal office
- 590 Madison Avenue, 28th Floor, New York, NY 10022
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Website
- allianceg.com
Scale
- Regulatory AUM
- $144.5M
- Accounts
- 2
- Clients
- 0
- Employees
- 2, 2 in advisory roles
- Private funds advised
- 7
- Private fund gross assets
- $140.6M
- Fund types
- 7 private equity funds
- Funds with Form D records
- 7 issuers in AltStreet's ledger, $27.7M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management
- Client types
- pooled investment vehicles (2)
- Related persons include
- a broker-dealer, another investment adviser and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- other regulator finding of a false statement or omission (Item 11D(1))
- other regulator finding of a violation (Item 11D(2), 2 reported)
- other regulator restriction on activities (Item 11D(5))
- self-regulatory organization finding of a violation (Item 11E(2))
Form D activity of the funds this firm advises, by year
7 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from April 9, 2021 to December 27, 2024. Reported sold across them: $27.7M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2024 | 3 | $15.6M | 176 |
| 2023 | 1 | $3.3M | 30 |
| 2022 | 1 | $2.8M | 32 |
| 2021 | 2 | $6.1M | 83 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.