SEC-Registered Investment Adviser
Ingalls Investment Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 18, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 21, 1968
- Principal office
- 1 Rockefeller Plaza, 7th Floor, New York, NY 10020
- Organized as
- Limited Liability Company, NY
- Fiscal year end
- September
- Other offices
- 1
- Website
- www.ingalls.net
Scale
- Regulatory AUM
- $7.8B
- Discretionary / non-discretionary
- $7.7B / $158.8M
- Attributable to non-US clients
- $7.8B
- Accounts
- 4,453
- Clients
- 1
- Employees
- 50, 50 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $142.2M
- Fund types
- 3 hedge funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $63.1M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers and educational seminars or workshops
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (3,155); high net worth individuals (1,090); banking or thrift institutions; investment companies (0); business development companies (0); pooled investment vehicles (3); pension and profit sharing plans (51); charitable organizations (59); other investment advisers (1); corporations or other businesses (94)
- Related persons include
- a broker-dealer and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator order, denial, suspension or revocation (Item 11D(4))
Form D activity of the funds this firm advises, by year
2 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from September 23, 2016 to September 10, 2026. 1 offering is still raising on the latest filing. Reported sold across them: $63.1M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2022 | 1 | $23.1M | 19 |
| 2016 | 1 | $40.0M | 56 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.