SEC-Registered Investment Adviser
Hollencrest Capital Management
Legal name: Hollencrest Capital Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 12, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 2, 1998
- Principal office
- 100 Bayview Circle, Suite 500, Newport Beach, CA 92660-8903
- Organized as
- Limited Liability Company, CA
- Fiscal year end
- December
Scale
- Regulatory AUM
- $2.9B
- Discretionary / non-discretionary
- $1.5B / $1.4B
- Accounts
- 1,347
- Clients
- 2
- Employees
- 19, 19 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $75.8M
- Fund types
- 2 private equity funds, 1 venture capital funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $29.4M reported sold across them
- Client assets in custody
- $2.0B (476 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management, fixed fees, performance-based fees and other
- Client types
- individuals (other than high net worth) (295); high net worth individuals (166); pooled investment vehicles (3); pension and profit sharing plans; charitable organizations (7); corporations or other businesses (6)
- Also engaged as
- insurance broker or agent
- Related persons include
- an insurance company or agency
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- self-regulatory organization finding of a false statement (Item 11E(1))
- self-regulatory organization finding of a violation (Item 11E(2), 2 reported)
- self-regulatory organization bar, suspension or fine (Item 11E(4))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.