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Private fund advisers: private fund assets not reported

5 advisers on the SEC Form ADV roster that report private funds under Item 7.B, largest private fund gross assets first. Each page carries the registration as filed, Item 11 disclosures, fund counts, and the Form D filing activity of the funds in AltStreet's ledger. The per-fund roster is in the terminal.

Appian Capital Advisory LLP

ERA

3 private funds, mostly private equity funds · 2 Form D chains on the ledger · London

n/a

Csm Capital Corporation

RIA

2 private funds, mostly private equity funds · 2 Form D chains on the ledger · New York, NY

n/a

Genesis Investment Management, LLP

RIA

3 private funds, mostly other private funds · 3 Form D chains on the ledger · London

n/a

Rbc Rochdale, LLC

RIA

1 private fund, mostly hedge funds · 1 Form D chain on the ledger · New York, NY · 8 Item 11 disclosures

n/a

Tortoise Capital Advisors, L.L.C.

RIA

1 private fund, mostly other private funds · 2 Form D chains on the ledger · Overland Park, KS

n/a

More size bands

$1B to $10B of private fund assets 1,124 $100M to $1B of private fund assets 1,054 Over $10B of private fund assets 441 Under $100M of private fund assets 233

Source: SEC Form ADV via IARD, latest monthly roster; Form D chains from AltStreet's EDGAR ledger joined through Schedule D 7.B.(1). Counts and totals only; nothing on this page is investment advice.