SEC-Registered Investment Adviser
Essex Investment Management Company, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- March 20, 1998
- Principal office
- 125 High Street, Suite 1803, Boston, MA 02110
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
- Website
- HTTPS://WWW.ESSEXINVEST.COM
Scale
- Regulatory AUM
- $712.7M
- Accounts
- 117
- Clients
- 0
- Employees
- 13, 9 in advisory roles
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $73.6M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management
- Client types
- individuals (other than high net worth) (35); high net worth individuals (55); investment companies (2); pooled investment vehicles (2); pension and profit sharing plans (1); charitable organizations (14); state or municipal government entities (8)
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 30, 2026). Item 11 covers the firm and its advisory affiliates.
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.