SEC-Registered Investment Adviser
Ballew Advisors INC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 3, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 21, 1991
- Principal office
- 100 Vision Drive, Suite 325, Jackson, MS 39211
- Organized as
- Corporation, MS
- Fiscal year end
- December
- Website
- HTTPS://WWW.BALLEWWEALTH.COM
Scale
- Regulatory AUM
- $1.3B
- Accounts
- 1,815
- Clients
- 0
- Employees
- 11, 6 in advisory roles
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $8.9M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting and publication of periodicals or newsletters
- Compensated by
- a percentage of assets under management and other
- Client types
- individuals (other than high net worth) (818); high net worth individuals (35); pension and profit sharing plans (97); charitable organizations (2); corporations or other businesses (19)
- Related persons include
- an insurance company or agency
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 3, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.