SEC-Registered Investment Adviser
Goodman Financial Corporation
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated April 24, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 21, 2002
- Principal office
- 5177 Richmond Avenue, Suite 700, Houston, TX 77056
- Organized as
- Corporation, TX
- Fiscal year end
- December
Scale
- Regulatory AUM
- $915.9M
- Discretionary / non-discretionary
- $912.5M / $3.4M
- Accounts
- 913
- Clients
- 0
- Employees
- 26, 16 in advisory roles
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $679,311 reported sold across them
- Client assets in custody
- $374.2M (163 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management and hourly charges
- Client types
- individuals (other than high net worth) (67); high net worth individuals (207); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (0); pension and profit sharing plans (0); charitable organizations (13); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (1); other (0)
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (April 24, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.