SEC-Registered Investment Adviser
Nine Thirty Capital Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 5, 2004
- Principal office
- Carnegie Hall Tower 152 West 57th Street, 7th Floor - Office 7f, New York, NY 10019
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Website
- HTTP://WWW.930CAPITAL.COM
Scale
- Regulatory AUM
- $615.5M
- Accounts
- 5
- Clients
- 0
- Employees
- 5, 2 in advisory roles
- Private funds advised
- 4
- Private fund gross assets
- $567.9M
- Fund types
- 4 private equity funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $84.4M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and selection of other advisers
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (4); other
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 30, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.