SEC-Registered Investment Adviser
Arax Advisory Partners
Legal name: Arax Advisory Partners, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 14, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- September 20, 2006
- Principal office
- 10 East 53rd Street, 14th Floor, New York, NY 10022
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 38
Scale
- Regulatory AUM
- $26.5B
- Discretionary / non-discretionary
- $23.8B / $2.7B
- Attributable to non-US clients
- $65.7M
- Accounts
- 39,138
- Clients
- 16
- Employees
- 361, 168 in advisory roles
- Private funds advised
- 17
- Private fund gross assets
- $571.3M
- Fund types
- 12 private equity funds, 3 real estate funds, 2 other private funds
- Client assets in custody
- $2.4B (1,285 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting, selection of other advisers, educational seminars or workshops and other advisory activities
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other
- Client types
- individuals (other than high net worth) (10,206); high net worth individuals (4,949); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (12); pension and profit sharing plans (53); charitable organizations (130); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (312); other (0)
- Also engaged as
- insurance broker or agent and other financial product salesperson
- Related persons include
- a broker-dealer, another investment adviser, a registered municipal advisor, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 4 investment advisers
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator order, denial, suspension or revocation (Item 11D(4))
- other regulator restriction on activities (Item 11D(5))
- self-regulatory organization finding of a violation (Item 11E(2), 3 reported)
- self-regulatory organization bar, suspension or fine (Item 11E(4), 3 reported)
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.