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SEC-Registered Investment Adviser

Third Point LLC

CRD 137927

Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated May 1, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.

Registration

Status
Approved
Registered since
January 12, 2006
Principal office
55 Hudson Yards, 51st FL, New York, NY 10001
Organized as
Limited Liability Company, DE
Fiscal year end
December
Umbrella registration
Yes, 4 relying advisers
Other offices
6
Full record on SEC IAPD

Scale

Regulatory AUM
$28.7B
Discretionary / non-discretionary
$28.2B / $506.8M
Attributable to non-US clients
$24.6B
Accounts
69
Clients
0
Employees
143, 68 in advisory roles
Private funds advised
34
Private fund gross assets
$24.5B
Fund types
10 hedge funds, 7 private equity funds

Business, clients and compensation, as filed

Advisory activities
portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
Compensated by
a percentage of assets under management and performance-based fees
Client types
pooled investment vehicles (50); state or municipal government entities; other investment advisers (7); insurance companies; other (8)
Also engaged as
commodity pool operator or commodity trading advisor
Related persons include
another investment adviser, a commodity pool operator or commodity trading advisor, an insurance company or agency, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
Affiliates
1 investment adviser

Form ADV Item 11 disclosures

The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.

  • other regulator finding of a violation (Item 11D(2))
  • civil court injunction (Item 11H(1)(a))
  • civil court finding of a violation (Item 11H(1)(b))
  • civil proceeding pending (Item 11H(2))

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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.