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Advisers whose private funds are mostly securitized asset funds
69 advisers on the SEC Form ADV roster that report private funds under Item 7.B, grouped by the fund type they report most of, largest private fund gross assets first. Each page carries the registration as filed, Item 11 disclosures, fund counts, and the Form D filing activity of the funds in AltStreet's ledger. The per-fund roster is in the terminal.
Pgim, INC.
RIA171 private funds, mostly securitized asset funds · Newark, NJ
Goldentree Asset Management LP
RIA73 private funds, mostly securitized asset funds · 10 Form D chains on the ledger · New York, NY
Ubs Asset Management (Americas) LLC
RIA139 private funds, mostly securitized asset funds · 32 Form D chains on the ledger · New York, NY · 60 Item 11 disclosures
Cvc Credit Partners, LLC
RIA85 private funds, mostly securitized asset funds · 10 Form D chains on the ledger · New York, NY
Cifc Asset Management LLC
RIA87 private funds, mostly securitized asset funds · Miami, FL
Northcross Capital Management Limited
ERA8 private funds, mostly securitized asset funds · St. Helier
Voya Alternative Asset Management LLC
RIA56 private funds, mostly securitized asset funds · New York, NY
Barings LLC
RIA91 private funds, mostly securitized asset funds · 9 Form D chains on the ledger · Charlotte, NC · 8 Item 11 disclosures
Onex Credit Partners, LLC
RIA68 private funds, mostly securitized asset funds · Englewood Cliffs, NJ
Octagon Credit Investors, LLC
RIA59 private funds, mostly securitized asset funds · New York, NY
Brigade Capital Management, LP
RIA64 private funds, mostly securitized asset funds · 18 Form D chains on the ledger · New York, NY
Third Point LLC
RIA34 private funds, mostly securitized asset funds · New York, NY · 4 Item 11 disclosures
Palmer Square Capital Management LLC
RIA62 private funds, mostly securitized asset funds · 12 Form D chains on the ledger · Mission Woods, KS · 3 Item 11 disclosures
Benefit Street Partners Limited
RIA34 private funds, mostly securitized asset funds · 1 Form D chain on the ledger · London
Hildene Capital Management
RIA74 private funds, mostly securitized asset funds · Stamford, CT
Nuveen Alternatives Advisors LLC
RIA42 private funds, mostly securitized asset funds · New York, NY · 2 Item 11 disclosures
Sound Point Capital Management, LP
RIA52 private funds, mostly securitized asset funds · 1 Form D chain on the ledger · New York, NY · 5 Item 11 disclosures
Napier Park Global Capital (US) LP
RIA36 private funds, mostly securitized asset funds · New York, NY
Ivy Hill Asset Management, L.P.
RIA18 private funds, mostly securitized asset funds · New York, NY · 3 Item 11 disclosures
Tcw Asset Management Company LLC
RIA39 private funds, mostly securitized asset funds · Los Angeles, CA
Black Diamond Capital Management
RIA33 private funds, mostly securitized asset funds · 5 Form D chains on the ledger · St. Thomas, VI
Investcorp Credit Management US LLC
RIA38 private funds, mostly securitized asset funds · New York, NY
Allstate Investment Management Company
RIA23 private funds, mostly securitized asset funds · Chicago, IL
Ballyrock Investment Advisors LLC
RIA24 private funds, mostly securitized asset funds · Boston, MA · 3 Item 11 disclosures
First Eagle Alternative Credit, LLC
RIA70 private funds, mostly securitized asset funds · Boston, MA
Investcorp Credit Management Eu Limited
ERA22 private funds, mostly securitized asset funds · London, England
Mjx Asset Management LLC
RIA30 private funds, mostly securitized asset funds · New York, NY
Pgim Limited
RIA24 private funds, mostly securitized asset funds · London
Sound Point Luna LLC
RIA24 private funds, mostly securitized asset funds · 1 Form D chain on the ledger · New York, NY · 5 Item 11 disclosures
Guggenheim Partners Investment Management, LLC
RIA73 private funds, mostly securitized asset funds · New York, NY · 3 Item 11 disclosures
Axa Investment Managers US INC
RIA21 private funds, mostly securitized asset funds · New York, NY · 12 Item 11 disclosures
Schroder Investment Management North America INC
RIA17 private funds, mostly securitized asset funds · 13 Form D chains on the ledger · New York, NY
Midocean Credit Partners
RIA46 private funds, mostly securitized asset funds · New York, NY
Aegon Asset Management US
RIA19 private funds, mostly securitized asset funds · 2 Form D chains on the ledger · Cedar Rapids, IA · 4 Item 11 disclosures
Bsp Ny LLC
RIA18 private funds, mostly securitized asset funds · New York, NY
Rreef America L.L.C.
RIA21 private funds, mostly securitized asset funds · 7 Form D chains on the ledger · Chicago, IL · 137 Item 11 disclosures
Napier Park Global Capital LTD
RIA16 private funds, mostly securitized asset funds · 3 Form D chains on the ledger · London
Blackstone Asset Based Finance Advisors LP
RIA37 private funds, mostly securitized asset funds · New York, NY
Five Arrows Managers LLP
ERA15 private funds, mostly securitized asset funds · London
Barings (U.K.) Limited
ERA23 private funds, mostly securitized asset funds · 1 Form D chain on the ledger · London · 8 Item 11 disclosures
Eaton Vance Management
RIA14 private funds, mostly securitized asset funds · 6 Form D chains on the ledger · Boston, MA · 8 Item 11 disclosures
Blackstone Liquid Credit Strategies LLC
RIA24 private funds, mostly securitized asset funds · New York, NY · 3 Item 11 disclosures
Nyl Investors LLC
RIA17 private funds, mostly securitized asset funds · New York, NY · 12 Item 11 disclosures
Celf Advisors LLP
ERA14 private funds, mostly securitized asset funds · London · 3 Item 11 disclosures
Pinebridge Investments Europe Limited
ERA6 private funds, mostly securitized asset funds · London
American Money Management Corporation ("ammc")
RIA14 private funds, mostly securitized asset funds · Cincinnati, OH
Zais Group
RIA26 private funds, mostly securitized asset funds · 5 Form D chains on the ledger · Holmdel, NJ
Post Advisory Group, LLC
RIA12 private funds, mostly securitized asset funds · Los Angeles, CA
20 Gates Management LLC
RIA2 private funds, mostly securitized asset funds · New York, NY
Bmo Asset Management Corp.
RIA16 private funds, mostly securitized asset funds · Chicago, IL · 8 Item 11 disclosures
Five Arrows Managers North America LLC
RIA11 private funds, mostly securitized asset funds · Manhattan Beach, CA · 1 Item 11 disclosure
Virtus Fixed Income Advisers, LLC
RIA15 private funds, mostly securitized asset funds · 2 Form D chains on the ledger · Hartford, CT
Pretium Credit Management, LLC
RIA11 private funds, mostly securitized asset funds · New York, NY
Fmr Investment Management (Uk) Limited
RIA4 private funds, mostly securitized asset funds · London · 4 Item 11 disclosures
Hayfin Capital Management LLC
RIA7 private funds, mostly securitized asset funds · New York, NY
Steele Creek Investment Management LLC
RIA9 private funds, mostly securitized asset funds · Charlotte, NC
Neuberger Berman Europe Limited
RIA7 private funds, mostly securitized asset funds · London · 1 Item 11 disclosure
Glg LLC
RIA4 private funds, mostly securitized asset funds · New York, NY · 2 Item 11 disclosures
Lloyds Bank Plc
ERA1 private fund, mostly securitized asset funds · London · 3 Item 11 disclosures
Cfi Partners
RIA4 private funds, mostly securitized asset funds · Chicago, IL
Stonecastle Advisors, LLC
RIA5 private funds, mostly securitized asset funds · New York, NY
Canaras Capital Management, LLC
RIA8 private funds, mostly securitized asset funds · New York, NY · 1 Item 11 disclosure
Teachers Advisors, LLC
RIA3 private funds, mostly securitized asset funds · New York, NY · 2 Item 11 disclosures
Constellation Investments, INC.
RIA4 private funds, mostly securitized asset funds · Montgomery, OH
Svof/Mm, LLC
RIA2 private funds, mostly securitized asset funds · Santa Monica, CA · 30 Item 11 disclosures
40/86 Advisors, INC.
RIA3 private funds, mostly securitized asset funds · Carmel, IN
Cwci LLC
RIA5 private funds, mostly securitized asset funds · Washington, DC
Cohen & Company Financial Management, LLC
RIA5 private funds, mostly securitized asset funds · 21 Form D chains on the ledger · New York, NY
Figure Investment Advisors, LLC
RIA4 private funds, mostly securitized asset funds · 2 Form D chains on the ledger · San Francisco, CA
More fund types
Source: SEC Form ADV via IARD, latest monthly roster; Form D chains from AltStreet's EDGAR ledger joined through Schedule D 7.B.(1). Counts and totals only; nothing on this page is investment advice.