SEC-Registered Investment Adviser
Bulldog Investors, LLP
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 27, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- September 23, 2009
- Principal office
- 250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663
- Organized as
- Limited Liability Partnership, DE
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $561.0M
- Attributable to non-US clients
- $1
- Accounts
- 157
- Clients
- 0
- Employees
- 6, 3 in advisory roles
- Funds with Form D records
- 6 issuers in AltStreet's ledger, $520.0M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses and portfolio management for investment companies
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (99); high net worth individuals (22); banking or thrift institutions (0); investment companies (3); business development companies (0); pooled investment vehicles (0); pension and profit sharing plans (2); charitable organizations (2); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (4); other (4)
- Related persons include
- another investment adviser and a lawyer or law firm
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 27, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.