Eagle Point Credit Management LLC

Business, clients and compensation, as filed

Advisory activities

portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients

Compensated by

a percentage of assets under management, performance-based fees and other

Client types

investment companies (3); business development companies (1); pooled investment vehicles (32); pension and profit sharing plans; charitable organizations; insurance companies (50); corporations or other businesses; other (5)

Also engaged as

commodity pool operator or commodity trading advisor

Related persons include

a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles

Affiliates

2 broker-dealers, 7 investment advisers

Form ADV Item 11 disclosures

No yes answers on Item 11 as of the latest Form ADV (October 23, 2026). Item 11 covers the firm and its advisory affiliates.

Brochure Item 9, as stated by the firm: The brochure states there are no legal or disciplinary events to disclose ('there are no legal or disciplinary events that are material to a client's or prospective client's evaluation of Eagle Point's advisory business or the integrity of Eagle Point or its management personnel').

Form D activity of the funds this firm advises, by year

15 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from July 11, 2014 to September 14, 2026. 5 offerings are still raising on the latest filing. Reported sold across them: $2.1B.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.

Registered funds this firm advises, from Form N-CEN

2 fundsregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.

Fees and minimums, as stated in the firm's brochure

Eagle Point generally receives an asset-based management fee from each Account and, for certain Accounts including Private Funds and Registered Funds, is also entitled to a performance-based incentive allocation on net profits or net investment income. Fees are not fixed and vary by negotiation based on strategy, account type, invested/committed capital, and other factors, with terms set forth in each Account's advisory agreement or Governing Documents. Accounts also bear other operating, transaction, and fund-related expenses in addition to the management fee and incentive allocation.

• Management fee of up to 2.25% (on an annualized basis) of net asset value, gross asset value, committed capital, invested capital, or other negotiated reference amount
• Incentive allocation of up to 20% (or other percentage as agreed) of net profits (or net investment income for Registered Funds) allocable during a performance period, subject to preferred returns/hurdles and, in certain cases, a high water mark

Performance fees: Eagle Point and/or applicable General Partners receive incentive allocations of up to 20% of net profits (or net investment income for Registered Funds), subject to preferred returns/hurdle amounts and, for certain Accounts, a loss recovery account or high water mark. This creates conflicts of interest, including an incentive to take on riskier or more speculative investments, an incentive to favor higher-valued or unrealized appreciation in Accounts subject to incentive allocations, and an incentive to favor Accounts above their high water mark or with more achievable hurdles over other Accounts in side-by-side management.

Minimums: The Private Funds generally impose a minimum initial investment (or capital commitment) of $5,000,000 for most institutional investors, though such minimums may be reduced by the applicable General Partner in its sole discretion; minimums for other Accounts are subject to negotiation between Eagle Point and the client.

Ownership, affiliations and conflicts the firm discloses

Ownership: Eagle Point is ultimately wholly owned by Eagle Point Holdings LP ('EP Holdings') through intermediary holding companies, and EP Holdings is majority-owned by certain of the 'Trident Funds,' a series of private equity funds managed by Stone Point Capital LLC ('Stone Point'), an SEC-registered investment adviser; certain Eagle Point employees also hold indirect economic interests in the Firm, which is governed through intermediary holding companies by a board of managers that includes Thomas Majewski and certain principals of Stone Point.

Named in the brochure: Thomas Majewski, Member, board of managers (governing Eagle Point through intermediary holding companies)

Affiliations: General Partners of the Private Funds - affiliated through common ownership; Eagle Point Income Management LLC (EPIM) - SEC-registered investment adviser to Eagle Point Income Company Inc. (NYSE: EIC), under common control; Eagle Point Enhanced Income Management LLC (EPEIM) - SEC-registered adviser to Eagle Point Enhanced Income Trust, under common control; Eagle Point Defensive Income Management LLC (EPDIM) - SEC-registered adviser to Eagle Point Defensive Income Trust, under common control; Mountain Point Credit Management LLC - SEC-registered adviser focused on U.S. senior secured bank loans, under common control; Eagle Point Infrastructure Management LLC - affiliate operating as a relying adviser under Eagle Point's Form ADV registration; Valitana LLC - software analytics company providing CLO market data, under common control; Eagle Point Securities LLC - SEC-registered broker-dealer/FINRA & SIPC member handling wholesale distribution of certain Registered Funds, under common control; Stone Point Capital LLC - SEC-registered investment adviser and affiliate managing the Trident Funds, which control Eagle Point; Stone Point Credit Adviser LLC - SEC-registered investment adviser affiliated with Stone Point; SPC Capital Markets LLC - registered broker-dealer affiliated with Stone Point; Trident Funds - private equity funds managed by Stone Point that indirectly hold a controlling interest in Eagle Point and the General Partners

Conflicts of interest the brochure identifies, as stated:

• Eagle Point and its affiliates may offer more favorable terms (e.g., lower fees, side letters, transparency rights) to certain investors, disadvantaging others.
• Eagle Point determines allocation of shared expenses among Accounts and itself in its sole discretion, despite its own interest in the outcome.
• Eagle Point and its affiliates have interests in service providers used by Accounts, creating an incentive to select affiliated service providers.
• Eagle Point may receive fees for serving as named agent on lending transactions, creating a conflict in fee allocation.
• Certain supervised persons, as registered representatives of Eagle Point Securities LLC, receive compensation for selling Registered Fund shares, incentivizing sales over suitability.
• Valuation of illiquid/hard-to-value assets affects management fees and incentive allocations, giving Eagle Point an incentive toward higher valuations.
• Side-by-side management of Accounts with differing incentive allocation structures (or none) creates an incentive to favor higher-fee-generating Accounts.
• Eagle Point's affiliation with Stone Point, the Trident Funds, and multiple affiliated advisers (EPIM, EPEIM, EPDIM, Mountain Point) creates conflicts in allocating investment opportunities and managing overlapping or conflicting positions.

Relying advisers and state notice filings (IAPD)

Relying advisers: Eagle Point Infrastructure Management LLC (CRD 339093)

Notice filings: Connecticut