SEC-Registered Investment Adviser
First Trust Capital Management L.P.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 19, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- January 3, 2022
- Principal office
- 225 W. Wacker Drive, Suite 2160, Chicago, IL 60606
- Organized as
- Limited Partnership, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 1 relying adviser
- Other offices
- 1
Scale
- Regulatory AUM
- $12.7B
- Discretionary / non-discretionary
- $11.7B / $968.4M
- Attributable to non-US clients
- $231.8M
- Accounts
- 40
- Clients
- 0
- Employees
- 62, 24 in advisory roles
- Private funds advised
- 15
- Private fund gross assets
- $4.9B
- Fund types
- 5 hedge funds, 6 private equity funds, 1 real estate funds, 3 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $903.6M reported sold across them
- Client assets in custody
- $3.9B (15 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and selection of other advisers
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- investment companies (25); pooled investment vehicles (15)
- Also engaged as
- commodity pool operator or commodity trading advisor and other financial product salesperson
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 4 investment advisers
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (August 19, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.